CFR > Title 17 > Chapter I CFR > Title 17 > Chapter I – Commodity Futures Trading Commission Current as of: 2024 | Check for updates | Other versions Part 1 General Regulations Under the Commodity Exchange Act Part 2 Official Seal Part 3 Registration Part 4 Commodity Pool Operators and Commodity Trading Advisors Part 5 Off-Exchange Foreign Currency Transactions Part 7 Registered Entity Rules Altered or Supplemented by the Commission Part 9 Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions Part 10 Rules of Practice Part 11 Rules Relating to Investigations Part 12 Rules Relating to Reparations Part 13 Procedures for Petitions for Rulemaking Part 14 Rules Relating to Suspension or Disbarment From Appearance and Practice Part 15 Reports–General Provisions Part 16 Reports by Contract Markets and Swap Execution Facilities Part 17 Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers Part 18 Reports by Traders Part 19 Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton Part 20 Large Trader Reporting for Physical Commodity Swaps Part 21 Special Calls Part 22 Cleared Swaps Part 23 Swap Dealers and Major Swap Participants Part 30 Foreign Futures and Foreign Options Transactions Part 31 Leverage Transactions Part 32 Regulation of Commodity Option Transactions Part 33 Regulation of Commodity Option Transactions That Are Options On Contracts of Sale of a Commodity for Future Delivery Part 34 Regulation of Hybrid Instruments Part 35 Swaps in an Agricultural Commodity (Agricultural Swaps) Part 36 Trade Execution Requirement Part 37 Swap Execution Facilities Part 38 Designated Contract Markets Part 39 Derivatives Clearing Organizations Part 40 Provisions Common to Registered Entities Part 41 Security Futures Products Part 42 Anti-Money Laundering, Terrorist Financing Part 43 Real-Time Public Reporting Part 44 Interim Final Rule for Pre-Enactment Swap Transactions Part 45 Swap Data Recordkeeping and Reporting Requirements Part 46 Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps Part 48 Registration of Foreign Boards of Trade Part 49 Swap Data Repositories Part 50 Clearing Requirement and Related Rules Part 75 Proprietary Trading and Certain Interests in and Relationships With Covered Funds Part 100 Delivery Period Required Part 140 Organization, Functions, and Procedures of the Commission Part 141 Salary Offset Part 142 Indemnification of Cftc Employees Part 143 Collection of Claims Owed the United States Arising From Activities Under the Commission’s Jurisdiction Part 144 Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court Part 145 Commission Records and Information Part 146 Records Maintained On Individuals Part 147 Open Commission Meetings Part 148 Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission Part 149 Enforcement of Nondiscrimination On the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission Part 150 Limits On Positions Part 155 Trading Standards Part 156 Broker Associations Part 160 Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act Part 162 Protection of Consumer Information Under the Fair Credit Reporting Act Part 165 Whistleblower Rules Part 166 Customer Protection Rules Part 170 Registered Futures Associations Part 171 Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions Part 180 Prohibition Against Manipulation Part 190 Bankruptcy Rules Ask a legal question, get an answer ASAP!Click here to chat with a lawyer about your rights.
