§ 249.1 Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act
§ 249.10 Form 1-N for notice registration as a national securities exchange
§ 249.11 Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act
§ 249.25 Form 25, for notification of removal from listing and/or registration
§ 249.26 Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter)
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Terms Used In CFR > Title 17 > Chapter II > Part 249 > Subpart A - Forms for Registration or Exemption Of, and Notification of Action Taken By, National Securities Exchanges

  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.