§ 249.1600 Form SBSE, for application for registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration
§ 249.1600a Form SBSE-A, for application for registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration by firms registered or registering with the Commodity Futures Tradin
§ 249.1600b Form SBSE-BD, for application for registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration by firms registered or registering with the Commission as a broker
§ 249.1600c Form SBSE-C, for certification by security-based swap dealers and major security-based swap participants
§ 249.1601 Form SBSE-W, for withdrawal from registration as a security-based swap dealer or major security-based swap participant or to amend such an application for registration
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Terms Used In CFR > Title 17 > Chapter II > Part 249 > Subpart Q - Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants

  • Attachment: A procedure by which a person's property is seized to pay judgments levied by the court.