R. 69W-700.001 Registration of Securities
R. 69W-700.002 Filing of Prospectus
R. 69W-700.003 Content of Prospectus
R. 69W-700.004 Circulation of Preliminary Prospectuses
R. 69W-700.005 Promoters Equity Investment Ratio
R. 69W-700.006 Voting Rights
R. 69W-700.007 Options or Warrants Granted Underwriters
R. 69W-700.008 Options and Warrants to Officers, Employees and Others
R. 69W-700.009 Escrow of Proceeds from Sale of Securities
R. 69W-700.010 Preferred Stock or Debt Securities
R. 69W-700.011 Fractional Undivided Interest in Oil and Gas Titles
R. 69W-700.012 Oil and Gas Participation Plans
R. 69W-700.013 Insurance Company Licenses
R. 69W-700.014 Real Estate Investment Trusts (REIT)
R. 69W-700.015 Offering Price of Equity Securities
R. 69W-700.019 Submission of Sales Reports
R. 69W-700.020 Termination Date of Registration, Prospectuses not to be Used After Certain Date
R. 69W-700.021 Independent Transfer Agent and/or Registrar
R. 69W-700.022 Amendments Subsequent to Effectiveness
R. 69W-700.026 Unsound Financial Condition
R. 69W-700.027 Loans and Other Affiliated Transactions
R. 69W-700.030 Advertising and Sales Literature
R. 69W-700.031 Offer of Securities Prior to Registration
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Terms Used In Florida Regulations > Chapter 69W-700 - Registration of Securities

  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Appraisal: A determination of property value.
  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
  • Contract: A legal written agreement that becomes binding when signed.
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Dependent: A person dependent for support upon another.
  • Escrow: Money given to a third party to be held for payment until certain conditions are met.
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fair market value: The price at which an asset would change hands in a transaction between a willing, informed buyer and a willing, informed seller.
  • Federal Reserve System: The central bank of the United States. The Fed, as it is commonly called, regulates the U.S. monetary and financial system. The Federal Reserve System is composed of a central governmental agency in Washington, D.C. (the Board of Governors) and twelve regional Federal Reserve Banks in major cities throughout the United States. Source: OCC
  • Fiduciary: A trustee, executor, or administrator.
  • Fiscal year: The fiscal year is the accounting period for the government. For the federal government, this begins on October 1 and ends on September 30. The fiscal year is designated by the calendar year in which it ends; for example, fiscal year 2006 begins on October 1, 2005 and ends on September 30, 2006.
  • Lease: A contract transferring the use of property or occupancy of land, space, structures, or equipment in consideration of a payment (e.g., rent). Source: OCC
  • Liabilities: The aggregate of all debts and other legal obligations of a particular person or legal entity.
  • Mortgage: The written agreement pledging property to a creditor as collateral for a loan.
  • National Bank: A bank that is subject to the supervision of the Comptroller of the Currency. The Office of the Comptroller of the Currency is a bureau of the U.S. Treasury Department. A national bank can be recognized because it must have "national" or "national association" in its name. Source: OCC
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Trustee: A person or institution holding and administering property in trust.