Kentucky Statutes 286.11-032 – Definition — Commissioner’s power to order submission of required filings to the registry, its parent or affiliate, and other agencies or authorities — Power to establish relationships or contracts with governmental …
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(1) As used in this section, “registry” means the State Regulatory Registry, LLC, or its successor organization.
(2) When an application, report, or approval request is required by this subtitle to be filed with the commissioner, the commissioner may by rule or order require the filing of the application, report, or approval request, including the applicable fees, be submitted to:
(a) The State Regulatory Registry, LLC, or its successor organization; (b) The registry’s parent, affiliate, or operating subsidiary; or
(c) Other agencies or authorities, as part of a nationwide licensing system; which may act as an agent for receiving, requesting, and distributing information to and from any source directed by the commissioner.
(3) (a) The commissioner is authorized to establish relationships or contracts with other governmental agencies, the registry, or entities affiliated with the registry that he or she deems necessary to carry out the purpose of this section.
(b) The commissioner may report violations of this subtitle, enforcement actions, and other relevant information to governmental agencies, the registry, or affiliated entities with which the commissioner has established a relationship or contract, notwithstanding any provision to the contrary in this subtitle.
(4) For purposes of this section and to reduce the points of contact which the Federal Bureau of Investigation may have to maintain for purposes of this subtitle, the commissioner may use other governmental agencies, the registry, or entities affiliated with the registry, as an agent for requesting information from and distributing information to the United States Department of Justice or other governmental agencies.
Effective: June 25, 2013
History: Created 2013 Ky. Acts ch. 106, sec. 14, effective June 25, 2013.
(2) When an application, report, or approval request is required by this subtitle to be filed with the commissioner, the commissioner may by rule or order require the filing of the application, report, or approval request, including the applicable fees, be submitted to:
Terms Used In Kentucky Statutes 286.11-032
- Affiliate: means any person who directly or indirectly through one (1) or more intermediaries controls, is controlled by, or is under common control with, another person. See Kentucky Statutes 286.11-003
- Agent: means a person authorized by written agreement and designated by the licensee to act on behalf of a licensee under the provisions of this subtitle. See Kentucky Statutes 286.11-003
- Commissioner: means the commissioner of the Department of Financial
Institutions. See Kentucky Statutes 286.1-010 - Contract: A legal written agreement that becomes binding when signed.
- Department: means the Kentucky Department of Financial Institutions. See Kentucky Statutes 286.11-003
- Federal: refers to the United States. See Kentucky Statutes 446.010
- State: means a state or commonwealth of the United States, the District of Columbia, Puerto Rico, the United States Virgin Islands, or any territory or insular possession that is subject to the jurisdiction of the United States. See Kentucky Statutes 286.11-003
(a) The State Regulatory Registry, LLC, or its successor organization; (b) The registry’s parent, affiliate, or operating subsidiary; or
(c) Other agencies or authorities, as part of a nationwide licensing system; which may act as an agent for receiving, requesting, and distributing information to and from any source directed by the commissioner.
(3) (a) The commissioner is authorized to establish relationships or contracts with other governmental agencies, the registry, or entities affiliated with the registry that he or she deems necessary to carry out the purpose of this section.
(b) The commissioner may report violations of this subtitle, enforcement actions, and other relevant information to governmental agencies, the registry, or affiliated entities with which the commissioner has established a relationship or contract, notwithstanding any provision to the contrary in this subtitle.
(4) For purposes of this section and to reduce the points of contact which the Federal Bureau of Investigation may have to maintain for purposes of this subtitle, the commissioner may use other governmental agencies, the registry, or entities affiliated with the registry, as an agent for requesting information from and distributing information to the United States Department of Justice or other governmental agencies.
Effective: June 25, 2013
History: Created 2013 Ky. Acts ch. 106, sec. 14, effective June 25, 2013.