Texas Government Code 4004.104 – Issuance of Evidence of Registration
Current as of: 2024 | Check for updates
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Terms Used In Texas Government Code 4004.104
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Person: includes corporation, organization, government or governmental subdivision or agency, business trust, estate, trust, partnership, association, and any other legal entity. See Texas Government Code 311.005
For each person registered under this subchapter, the commissioner shall issue evidence of registration of the agent or investment adviser representative to the registered dealer or investment adviser who requested the person’s registration, as appropriate. The registered dealer or investment adviser who requested the person’s registration shall retain the evidence of registration for the dealer’s agents or investment adviser’s representatives, as appropriate.