The exemption provided by § 4005.001 applies to a dealer’s execution of an unsolicited order for the purchase of securities for which the initial offering of the securities has been completed if the dealer:
(1) acts solely as an agent for the purchaser;
(2) does not have a direct or indirect interest in the sale or distribution of securities ordered; and
(3) does not receive a commission, profit, or other compensation from any source other than the purchaser.