Texas Government Code 4006.102 – Reduced Fees
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(a) The board by rule may adopt reduced fees under § 4006.001 for original and renewal applications of dealers, agents, officers, investment advisers, or investment adviser representatives who have assumed inactive status as defined by the board.
(b) The board by rule may adopt reduced fees under § 4006.001 as appropriate to accommodate a small business required by this title to register in two or more of the following capacities:
(1) dealer;
(2) agent;
(3) investment adviser;
(4) investment adviser representative; or
(5) officer.
Terms Used In Texas Government Code 4006.102
- Person: includes corporation, organization, government or governmental subdivision or agency, business trust, estate, trust, partnership, association, and any other legal entity. See Texas Government Code 311.005
- Rule: includes regulation. See Texas Government Code 311.005
(c) A person is not required to pay more than one fee required under § 4006.001 to engage in business in this state concurrently for the same person or company as:
(1) a dealer and an investment adviser; or
(2) an agent and investment adviser representative.