§ 6A-8-401 Duty of issuer to register transfer
§ 6A-8-402 Assurance that indorsement or instruction is effective
§ 6A-8-403 Demand that issuer not register transfer
§ 6A-8-404 Wrongful registration
§ 6A-8-405 Replacement of lost, destroyed, or wrongfully taken security certificate
§ 6A-8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate
§ 6A-8-407 Authenticating trustee, transfer agent, and registrar
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Terms Used In Rhode Island General Laws > Chapter 6A-8 > Part 4 - Registration

  • Department: means the department of business regulation. See Rhode Island General Laws 3-1-1
  • Director: means the director of the department of business regulation. See Rhode Island General Laws 3-1-1
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fiduciary: A trustee, executor, or administrator.
  • Injunction: An order of the court prohibiting (or compelling) the performance of a specific act to prevent irreparable damage or injury.
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Lease: A contract transferring the use of property or occupancy of land, space, structures, or equipment in consideration of a payment (e.g., rent). Source: OCC
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • person: may be construed to extend to and include co-partnerships and bodies corporate and politic. See Rhode Island General Laws 43-3-6
  • town: may be construed to include city; the words "town council" include city council; the words "town clerk" include city clerk; the words "ward clerk" include clerk of election district; the words "town treasurer" include city treasurer; and the words "town sergeant" include city sergeant. See Rhode Island General Laws 43-3-9
  • Trustee: A person or institution holding and administering property in trust.
  • United States: include the several states and the territories of the United States. See Rhode Island General Laws 43-3-8