§ 6A-8-501 Securities account — Acquisition of security entitlement from securities intermediary
§ 6A-8-502 Assertion of adverse claim against entitlement holder
§ 6A-8-503 Property interest of entitlement holder in financial asset held by securities intermediary
§ 6A-8-504 Duty of securities intermediary to maintain financial asset
§ 6A-8-505 Duty of securities intermediary with respect to payments and distributions
§ 6A-8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder
§ 6A-8-507 Duty of securities intermediary to comply with entitlement order
§ 6A-8-508 Duty of securities intermediary to change entitlement holder’s position to other form of security holding
§ 6A-8-509 Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
§ 6A-8-510 Rights of purchaser of security entitlement from entitlement holder
§ 6A-8-511 Priority among security interests and entitlement holders

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Terms Used In Rhode Island General Laws > Chapter 6A-8 > Part 5 - Security Entitlements

  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
  • Beverage: means any liquid that either by itself or by mixture with any other liquid or liquids, is, or may become, fit for human consumption as a drink and that contains five-tenths of one per cent (. See Rhode Island General Laws 3-1-1
  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Damages: Money paid by defendants to successful plaintiffs in civil cases to compensate the plaintiffs for their injuries.
  • Department: means the department of business regulation. See Rhode Island General Laws 3-1-1
  • Director: means the director of the department of business regulation. See Rhode Island General Laws 3-1-1
  • Division of taxation: means the division of taxation of the department of administration. See Rhode Island General Laws 3-1-1
  • Entitlement: A Federal program or provision of law that requires payments to any person or unit of government that meets the eligibility criteria established by law. Entitlements constitute a binding obligation on the part of the Federal Government, and eligible recipients have legal recourse if the obligation is not fulfilled. Social Security and veterans' compensation and pensions are examples of entitlement programs.
  • Equitable: Pertaining to civil suits in "equity" rather than in "law." In English legal history, the courts of "law" could order the payment of damages and could afford no other remedy. See damages. A separate court of "equity" could order someone to do something or to cease to do something. See, e.g., injunction. In American jurisprudence, the federal courts have both legal and equitable power, but the distinction is still an important one. For example, a trial by jury is normally available in "law" cases but not in "equity" cases. Source: U.S. Courts
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Import: means at one time, or in one transaction, to take, or cause to be taken, into this state from outside the state any malt beverage in excess of eight (8) gallons or any vinous beverage or any beverage consisting in whole, or in part, of alcohol produced by distillation in excess of three (3) gallons. See Rhode Island General Laws 3-1-1
  • Lien: A claim against real or personal property in satisfaction of a debt.
  • Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
  • person: may be construed to extend to and include co-partnerships and bodies corporate and politic. See Rhode Island General Laws 43-3-6
  • Precedent: A court decision in an earlier case with facts and law similar to a dispute currently before a court. Precedent will ordinarily govern the decision of a later similar case, unless a party can show that it was wrongly decided or that it differed in some significant way.
  • Statute: A law passed by a legislature.
  • Subpoena: A command to a witness to appear and give testimony.
  • Subpoena duces tecum: A command to a witness to produce documents.
  • Testify: Answer questions in court.
  • Trustee: A person or institution holding and administering property in trust.
  • United States: include the several states and the territories of the United States. See Rhode Island General Laws 43-3-8
  • Writ: A formal written command, issued from the court, requiring the performance of a specific act.