Florida Statutes 517.0616 – Disqualification
Current as of: 2024 | Check for updates
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Terms Used In Florida Statutes 517.0616
- Commission: means the Financial Services Commission. See Florida Statutes 517.021
- Issuer: means a person that proposes to issue, has issued, or shall hereafter issue any security. See Florida Statutes 517.021
- offer: means an attempt or offer to dispose of, or solicitation of an offer to buy, a security or interest in a security, or an investment or interest in an investment, for value. See Florida Statutes 517.021
- Security: includes any of the following:(a) A note. See Florida Statutes 517.021A registration exemption under s. 517.061(9), (10), and (11), s. 517.0611, or s. 517.0612 is not available to an issuer that would be disqualified under Securities and Exchange Commission Rule 506(d), 17 C.F.R. 230.506(d), as amended, at the time the issuer makes an offer for the sale of a security.