Any person violating any of the following provisions of this article shall upon conviction thereof be guilty of a felony punishable by a fine of not less than five hundred dollars ($500) or more than twenty thousand dollars ($20,000):

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Terms Used In New Mexico Statutes 59A-35-18

  • Conviction: A judgement of guilt against a criminal defendant.

A. Section 595 [59A-35-6 N.M. Stat. Ann.] (registration of security, permit required); B. Subsection B of Section 600 [59A-35-11 N.M. Stat. Ann.] (terms of permit;

compliance);

C. Section 601 [59A-35-12 N.M. Stat. Ann.] (permit as inducement);

D. Section 602 [59A-35-13 N.M. Stat. Ann.] (public announcements of offering); and

E. Section 605 [59-35-16 N.M. Stat. Ann.] (securities salesmen, license required).

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