16 CFR 801.20 – Acquisitions subsequent to exceeding threshold
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Acquisitions meeting the criteria of section 7A(a), and not otherwise exempted by section 7A(c) or § 802.21 or any other of these rules, are subject to the requirements of the act even though:
Terms Used In 16 CFR 801.20
- Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.
(a) Earlier acquisitions of assets or voting securities may have been subject to the requirements of the act;
(b) The acquiring person’s holdings initially may have met or exceeded a notification threshold before the effective date of these rules; or
(c) The acquiring person’s holdings initially may have met or exceeded a notification threshold by reason of increases in market values or events other than acquisitions.