Acquisitions meeting the criteria of section 7A(a), and not otherwise exempted by section 7A(c) or § 802.21 or any other of these rules, are subject to the requirements of the act even though:

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Terms Used In 16 CFR 801.20

  • Assets: (1) The property comprising the estate of a deceased person, or (2) the property in a trust account.

(a) Earlier acquisitions of assets or voting securities may have been subject to the requirements of the act;

(b) The acquiring person’s holdings initially may have met or exceeded a notification threshold before the effective date of these rules; or

(c) The acquiring person’s holdings initially may have met or exceeded a notification threshold by reason of increases in market values or events other than acquisitions.

[43 FR 33537, July 31, 1978, as amended at 66 FR 8690, Feb. 1, 2001; 70 FR 4992, Jan. 31, 2005]