17 CFR 232.100 – Persons and entities subject to mandated electronic filing
The following persons or entities shall be subject to the electronic filing requirements of this part 232:
Terms Used In 17 CFR 232.100
- Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
(a) Registrants and other entities whose filings are subject to review by the Division of Corporation Finance;
(b) Persons or entities whose filings are subject to review by the Division of Investment Management;
(c) Persons or entities whose filings are subject to review by the Division of Market Regulation; and
(d) Any party (including natural persons) that files a document jointly with, or as a third party filer with respect to, a person or entity that is subject to mandated electronic filing requirements.