This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).

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(Secs 3(b) and 3(c), Securities Act of 1933 (15 U.S.C. § 77c (b) and (c); sec. 38, Investment Company Act of 1940 (15 U.S.C. §§ 80a-37))[49 FR 35347, Sept. 7, 1984]Editorial Note:For Federal Register citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.