17 CFR 240.12a-9 – Exemption of standardized options from section 12(a) of the Act
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The provisions of section 12(a) of the Act (15 U.S.C. § 78l(a)) do not apply in respect of any standardized option, as defined by section 240.9b-1(a)(4), issued by a clearing agency registered under section 17A of the Act (15 U.S.C. §§ 78q–1) and traded on a national securities exchange registered pursuant to section 6(a) of the Act (15 U.S.C. § 78f(a)).
