CFR > Title 17 > Chapter II > Part 240 > Subpart A > Registration of Brokers and Dealers > § 240.15a-12 17 CFR 240.15a-12 – xxx Current as of: 2024 | Check for updates | Other versions Ask a legal question, get an answer ASAP!Click here to chat with a lawyer about your rights. Link to an amendment published at 88 FR 87285, Dec. 15, 2023. Previous sectionNext section Registration of Brokers and Dealers Contents
