This form shall be used for reporting of purchases by or on behalf of the issuer or an affiliated purchaser of equity securities registered by the issuer pursuant to section 12 of the Exchange Act (15 U.S.C. § 78l) that does not file quarterly reports on Form 10-Q (§ 249.308a), and annual reports on Form 10-K (§ 249.310), pursuant to § 240.13a-21 of this chapter.

Ask a legal question, get an answer ASAP!
Click here to chat with a lawyer about your rights.

[88 FR 36058, June 1, 2023]Editorial Note:For Federal Register citations affecting Form F-SR, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.