17 CFR 249.635 – Form X-17A-19, report by national securities exchanges and registered national securities associations of changes in the membership status of any of their members
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This form shall be completed and filed by each national securities exchange or registered national securities association as required by § 240.17a-19 of this chapter within 5 business days of the occurrence of the initiation of the membership of any person or the suspension or termination of the membership of any of its members.
