Link to an amendment published at 87 FR 78809, Dec. 22, 2022.

Every registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), shall file an annual report on Form N-PX (§ 274.129 of this chapter) not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30.

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Terms Used In 17 CFR 270.30b1-4

  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Proxy voting: The practice of allowing a legislator to cast a vote in committee for an absent legislator.

[68 FR 6581, Feb. 7, 2003]

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