17 CFR Part 420 – Large Position Reporting
Current as of: 2024 | Check for updates
|
Other versions
§ 420.1 | Applicability |
§ 420.2 | Definitions |
§ 420.3 | Reporting |
§ 420.4 | Recordkeeping |
§ 420.5 | Applicability date |
Terms Used In 17 CFR Part 420 - Large Position Reporting
- Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
- Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
- Settlement: Parties to a lawsuit resolve their difference without having a trial. Settlements often involve the payment of compensation by one party in satisfaction of the other party's claims.
- Trustee: A person or institution holding and administering property in trust.