§ 420.1 Applicability
§ 420.2 Definitions
§ 420.3 Reporting
§ 420.4 Recordkeeping
§ 420.5 Applicability date

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Terms Used In 17 CFR Part 420 - Large Position Reporting

  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Settlement: Parties to a lawsuit resolve their difference without having a trial. Settlements often involve the payment of compensation by one party in satisfaction of the other party's claims.
  • Trustee: A person or institution holding and administering property in trust.