17 CFR Part 7 – Registered Entity Rules Altered or Supplemented by the Commission
Current as of: 2024 | Check for updates
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| Subpart A | General Provisions |
Terms Used In 17 CFR Part 7 - Registered Entity Rules Altered or Supplemented by the Commission
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Fraud: Intentional deception resulting in injury to another.
- Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
- Settlement: Parties to a lawsuit resolve their difference without having a trial. Settlements often involve the payment of compensation by one party in satisfaction of the other party's claims.