§ 4.1 Definitions
§ 4.2 Who may apply for Certificate of Exemption
§ 4.3 Contents of application
§ 4.4 Supporting affidavit; additional information
§ 4.5 Character endorsements
§ 4.6 Institution of proceedings
§ 4.7 Notice of hearing; postponements
§ 4.8 Hearing
§ 4.9 Representation
§ 4.10 Waiver of oral hearing
§ 4.11 Appearance; testimony; cross-examination
§ 4.12 Evidence which may be excluded
§ 4.13 Record for decision. Receipt of documents comprising record; timing and extension
§ 4.14 Administrative law judge’s recommended decision; exceptions thereto; oral argument before Commission
§ 4.15 Certificate of Exemption
§ 4.16 Rejection of application
§ 4.17 Availability of decisions
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Terms Used In 28 CFR Part 4 - Procedure Governing Applications for Certificates of Exemption Under the Labor-Management Reporting and Disclosure Act of 1959, and the Employee Retirement Income Security Act of 1974

  • Foreclosure: A legal process in which property that is collateral or security for a loan may be sold to help repay the loan when the loan is in default. Source: OCC
  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.
  • National Bank: A bank that is subject to the supervision of the Comptroller of the Currency. The Office of the Comptroller of the Currency is a bureau of the U.S. Treasury Department. A national bank can be recognized because it must have "national" or "national association" in its name. Source: OCC
  • Oral argument: An opportunity for lawyers to summarize their position before the court and also to answer the judges' questions.