§ 201.400 Interlocutory review
§ 201.401 Consideration of stays
§ 201.410 Appeal of initial decisions by hearing officers
§ 201.411 Commission consideration of initial decisions by hearing officers
§ 201.420 Appeal of determinations by self-regulatory organizations
§ 201.421 Commission consideration of determinations by self-regulatory organizations
§ 201.430 Appeal of actions made pursuant to delegated authority
§ 201.431 Commission consideration of actions made pursuant to delegated authority
§ 201.440 Appeal of determinations by the Public Company Accounting Oversight Board
§ 201.441 Commission consideration of Board determinations
§ 201.442 xxx
§ 201.443 xxx
§ 201.450 Briefs filed with the Commission
§ 201.451 Oral argument before the Commission
§ 201.452 Additional evidence
§ 201.460 Record before the Commission
§ 201.470 Reconsideration
§ 201.490 Receipt of petitions for judicial review pursuant to 28 U.S.C. 2112(a)(1)

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Terms Used In CFR > Title 17 > Chapter II > Part 201 > Subpart D > Appeal to the Commission and Commission Review

  • Amendment: A proposal to alter the text of a pending bill or other measure by striking out some of it, by inserting new language, or both. Before an amendment becomes part of the measure, thelegislature must agree to it.
  • Appeal: A request made after a trial, asking another court (usually the court of appeals) to decide whether the trial was conducted properly. To make such a request is "to appeal" or "to take an appeal." One who appeals is called the appellant.
  • Beneficiary: A person who is entitled to receive the benefits or proceeds of a will, trust, insurance policy, retirement plan, annuity, or other contract. Source: OCC
  • Conviction: A judgement of guilt against a criminal defendant.
  • Entitlement: A Federal program or provision of law that requires payments to any person or unit of government that meets the eligibility criteria established by law. Entitlements constitute a binding obligation on the part of the Federal Government, and eligible recipients have legal recourse if the obligation is not fulfilled. Social Security and veterans' compensation and pensions are examples of entitlement programs.
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Guardian: A person legally empowered and charged with the duty of taking care of and managing the property of another person who because of age, intellect, or health, is incapable of managing his (her) own affairs.
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Oral argument: An opportunity for lawyers to summarize their position before the court and also to answer the judges' questions.
  • Oversight: Committee review of the activities of a Federal agency or program.
  • Pleadings: Written statements of the parties in a civil case of their positions. In the federal courts, the principal pleadings are the complaint and the answer.
  • Probation: A sentencing alternative to imprisonment in which the court releases convicted defendants under supervision as long as certain conditions are observed.
  • Public law: A public bill or joint resolution that has passed both chambers and been enacted into law. Public laws have general applicability nationwide.
  • Remand: When an appellate court sends a case back to a lower court for further proceedings.
  • Statute: A law passed by a legislature.
  • Subpoena: A command to a witness to appear and give testimony.
  • Testimony: Evidence presented orally by witnesses during trials or before grand juries.
  • Transcript: A written, word-for-word record of what was said, either in a proceeding such as a trial or during some other conversation, as in a transcript of a hearing or oral deposition.
  • Trial: A hearing that takes place when the defendant pleads "not guilty" and witnesses are required to come to court to give evidence.