CFR > Title 17 > Chapter II > Part 240 > Subpart A > Exhibits
Current as of: 2024 | Check for updates
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Other versions
| § 240.12b-30 | Additional exhibits |
| § 240.12b-31 | Omission of substantially identical documents |
| § 240.12b-33 | Annual reports to other Federal agencies |
Terms Used In CFR > Title 17 > Chapter II > Part 240 > Subpart A > Exhibits
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- material: when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters to which there is a substantial likelihood that a reasonable investor would attach importance in determining whether to buy or sell the securities registered. See 17 CFR 240.12b-2
- Mortgage: The written agreement pledging property to a creditor as collateral for a loan.
- registrant: means an issuer of securities with respect to which a registration statement or report is to be filed. See 17 CFR 240.12b-2