§ 249.103 Form 3, initial statement of beneficial ownership of securities
§ 249.104 Form 4, statement of changes in beneficial ownership of securities
§ 249.105 Form 5, annual statement of beneficial ownership of securities

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Terms Used In CFR > Title 17 > Chapter II > Part 249 > Subpart B - Forms for Reports to Be Filed by Officers, Directors, and Security Holders

  • Docket: A log containing brief entries of court proceedings.
  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.