§ 438.600 Semi-annual compilation
§ 438.605 Inspector General report
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Terms Used In CFR > Title 20 > Chapter III > Part 438 > Subpart F - Agency Reports

  • amount: when used in regard to securities, means the principal amount if relating to evidences of indebtedness, the number of shares if relating to shares, and the number of units if relating to any other kind of security. See 17 CFR 240.12b-2
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.