Alaska Statutes 45.56.360 – Federal covered investment adviser notice filing requirement
Current as of: 2023 | Check for updates
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Terms Used In Alaska Statutes 45.56.360
- federal covered investment adviser: means a person registered under 15 U. See Alaska Statutes 45.56.900
- filing: means the receipt under this chapter of a record by the administrator or a designee of the administrator. See Alaska Statutes 45.56.900
- investment adviser: includes a financial planner or other person that, as an integral component of other financially related services, provides investment advice to others for compensation as part of a business or that holds itself out as providing investment advice to others for compensation. See Alaska Statutes 45.56.900
- person: means an individual, a corporation, a partnership, a limited liability company, a limited partnership, a limited liability partnership, an association, a joint-stock company, a trust in which the interests of the beneficiaries are evidenced by a security, an unincorporated organization, a government, or a political subdivision of a government. See Alaska Statutes 45.56.900
- Securities and Exchange Commission: means the United States Securities and Exchange Commission. See Alaska Statutes 45.56.900
- Service of process: The service of writs or summonses to the appropriate party.
- state: means a state of the United States, the District of Columbia, Puerto Rico, the United States Virgin Islands, or any territory or insular possession subject to the jurisdiction of the United States. See Alaska Statutes 45.56.900