Terms Used In Alaska Statutes 45.56.510

• Contract: A legal written agreement that becomes binding when signed.
• deceit: include common law deceit. See Alaska Statutes 45.56.900
• defraud: includes engaging in common law deceit. See Alaska Statutes 45.56.900
• federal covered investment adviser: means a person registered under 15 U. See Alaska Statutes 45.56.900
• Fraud: Intentional deception resulting in injury to another.
• investment adviser: includes a financial planner or other person that, as an integral component of other financially related services, provides investment advice to others for compensation as part of a business or that holds itself out as providing investment advice to others for compensation. See Alaska Statutes 45.56.900
• investment adviser representative: means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or offers to provide investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. See Alaska Statutes 45.56.900
• person: means an individual, a corporation, a partnership, a limited liability company, a limited partnership, a limited liability partnership, an association, a joint-stock company, a trust in which the interests of the beneficiaries are evidenced by a security, an unincorporated organization, a government, or a political subdivision of a government. See Alaska Statutes 45.56.900