Arizona Laws 44-1892. Documents required for application for registration by qualification; fee
Application for registration of securities by qualification shall be made by the issuer of the securities by filing with the commission the following documents:
Terms Used In Arizona Laws 44-1892
- Issuer: means any person who issues or proposes to issue any security, except:
(a) With respect to certificates of deposit, voting-trust certificates, collateral-trust certificates, certificates of interest or shares in an unincorporated investment trust, whether or not of the fixed, restricted management or unit type, issuer means the person or persons performing the acts and assuming the duties of depositor or manager pursuant to the provisions of the trust or other agreement or instrument under which such securities are issued. See Arizona Laws 44-1801
- Service of process: The service of writs or summonses to the appropriate party.
1. An application for registration of securities by qualification as provided by section 44-1893.
2. A prospectus as provided by section 44-1894, except as provided in section 44-1901.
3. A nonrefundable registration fee of one-tenth of one percent of the aggregate offering price of securities to be sold in this state, but the registration fee shall not be less than two hundred nor more than two thousand dollars. The amount by which a registration fee exceeds one thousand five hundred dollars shall be allocated to the office of economic opportunity operations fund established by section 41-5302.
4. A consent to service of process as provided by section 44-1862, if the issuer is not domiciled in this state and is not an entity organized under the laws of this state.