§ 44-1941 Application for registration as dealer; contents; filing; consent to service of process; fee; exemption
§ 44-1942 Power of commission or director to require filing of additional information
§ 44-1943 Power of commission to require bond from dealer
§ 44-1944 Registration in register of dealers and salesmen of applicant complying with requirements
§ 44-1945 Application for registration as salesman; filing; contents; exemptions
§ 44-1946 Registration in register of dealers and salesmen of applicant complying with requirements
§ 44-1947 Register of dealers and salesmen; recording registration and orders; transfer or expiration of registration
§ 44-1948 Reporting requirements of dealers and salesmen; real property records
§ 44-1949 Duty of dealer to give notice of termination of employment of salesman; automatic suspension of salesman’s registration; notice of employment of salesman
§ 44-1950 Active military duty; compensation
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Terms Used In Arizona Laws > Title 44 > Chapter 12 > Article 9 - Registration of Dealers and Salesmen

  • Continuance: Putting off of a hearing ot trial until a later time.
  • Conviction: A judgement of guilt against a criminal defendant.
  • CRD system: means the central registration depository system of the national association of securities dealers, incorporated. See Arizona Laws 44-1801
  • Director: means the director of the securities division of the commission. See Arizona Laws 44-1801
  • Division: means the securities division of the commission. See Arizona Laws 44-1801
  • Fraud: Intentional deception resulting in injury to another.
  • Issuer: means any person who issues or proposes to issue any security, except:

    (a) With respect to certificates of deposit, voting-trust certificates, collateral-trust certificates, certificates of interest or shares in an unincorporated investment trust, whether or not of the fixed, restricted management or unit type, issuer means the person or persons performing the acts and assuming the duties of depositor or manager pursuant to the provisions of the trust or other agreement or instrument under which such securities are issued. See Arizona Laws 44-1801

  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Person: means an individual, corporation, partnership, association, joint stock company or trust, limited liability company, government or governmental subdivision or agency or any other unincorporated organization. See Arizona Laws 44-1801
  • Property: includes both real and personal property. See Arizona Laws 1-215
  • Public law: A public bill or joint resolution that has passed both chambers and been enacted into law. Public laws have general applicability nationwide.
  • Real property: Land, and all immovable fixtures erected on, growing on, or affixed to the land.
  • Registered dealer: means a dealer registered under this chapter. See Arizona Laws 44-1801
  • Registered salesman: means a salesman registered under this chapter. See Arizona Laws 44-1801
  • Salesman: means an individual, other than a dealer, employed, appointed or authorized by a dealer to sell securities in this state. See Arizona Laws 44-1801
  • SEC: means the United States securities and exchange commission. See Arizona Laws 44-1801
  • Service of process: The service of writs or summonses to the appropriate party.
  • Trustee: A person or institution holding and administering property in trust.
  • United States: includes the District of Columbia and the territories. See Arizona Laws 1-215
  • Writing: includes printing. See Arizona Laws 1-215