§ 30600 A security depository license remains in effect until surrendered, …
§ 30601 If the commissioner has reason to believe that a licensed securities …
§ 30602 If any licensed securities depository fails to make any report …
§ 30603 If it appears to the commissioner that any licensed securities …
§ 30604 An order issued pursuant to Section 30601 or 30603 shall require the …
§ 30605 The licensed securities depository has 10 days after an order is made …
§ 30606 (a) If a securities depository fails to comply with a final …
§ 30607 The commissioner may commence and prosecute actions and proceedings …
§ 30608 The commissioner may, after notice and a reasonable opportunity to be …
§ 30609 (a) The commissioner may, after appropriate notice and …
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Terms Used In California Codes > Financial Code > Division 14 > Chapter 3 - Revocation of License

  • Answer: The formal written statement by a defendant responding to a civil complaint and setting forth the grounds for defense.
  • board: means any entity listed in Section 101, the entities referred to in Sections 1000 and 3600, the State Bar, the Department of Real Estate, and any other state agency that issues a license, certificate, or registration authorizing a person to engage in a business or profession. See California Business and Professions Code 31
  • City: includes "city and county" and "incorporated town" but does not include "unincorporated town" or "village. See California Government Code 20
  • County: includes city and county. See California Business and Professions Code 17
  • Department: means the Department of Food and Agriculture. See California Food and Agricultural Code 32
  • Dismissal: The dropping of a case by the judge without further consideration or hearing. Source:
  • Fiduciary: A trustee, executor, or administrator.
  • Licensee: means any person authorized by a license, certificate, registration, or other means to engage in a business or profession regulated by this code or referred to in Sections 1000 and 3600. See California Business and Professions Code 23.8
  • Nolo contendere: No contest-has the same effect as a plea of guilty, as far as the criminal sentence is concerned, but may not be considered as an admission of guilt for any other purpose.
  • Notice: includes all papers and orders required to be served in any proceedings before any court, board, or officer, or when required by law to be served independently of such proceeding. See California Government Code 26660
  • Person: includes any person, firm, partnership, association, corporation, company, limited liability company, syndicate, estate, trust, business trust, or organization of any kind. See California Financial Code 18
  • Prosecute: To charge someone with a crime. A prosecutor tries a criminal case on behalf of the government.
  • Sell: includes offer for sale, expose for sale, possess for sale, exchange, barter, or trade. See California Food and Agricultural Code 44
  • State: means the State of California, unless applied to the different parts of the United States. See California Business and Professions Code 21
  • State: means the State of California, unless applied to the different parts of the United States. See California Government Code 18
  • Subdivision: means a subdivision of the section in which that term occurs, unless some other section is expressly mentioned. See California Business and Professions Code 15