Connecticut General Statutes 36a-860a – Links to educational materials re financial planning and investment advisers on department’s Internet web site
(a) To the extent practicable, the Banking Commissioner shall provide on the department’s Internet web site links to educational materials on (1) financial planning and other designations, including associated prerequisites, and (2) information on requirements for investment advisers pursuant to chapter 672a. The Banking Commissioner shall also include on the department’s Internet web site information concerning a consumer’s right to ask for disclosure from financial planners or other financial planning professionals about fees and compensation as required under applicable state and federal law.
Terms Used In Connecticut General Statutes 36a-860a
- Commissioner: means the Banking Commissioner and, with respect to any function of the commissioner, includes any person authorized or designated by the commissioner to carry out that function. See Connecticut General Statutes 36a-2
- State: means any state of the United States, the District of Columbia, any territory of the United States, Puerto Rico, Guam, American Samoa, the trust territory of the Pacific Islands, the Virgin Islands and the Northern Mariana Islands. See Connecticut General Statutes 36a-2
(b) The Department of Banking shall share the information provided on the department’s Internet web site pursuant to subsection (a) of this section with the Department of Consumer Protection. The Department of Consumer Protection shall provide such shared information on its own department’s Internet web site.