Florida Regulations 69W-700.022: Amendments Subsequent to Effectiveness
Current as of: 2024 | Check for updates
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(1) The Office of Financial Regulation may allow amendment(s) to an application for registration subsequent to the approval of such application by the Office of Financial Regulation if the amendment(s) does not materially change the terms of the offering, thereby requiring a re-examination of an application to determine compliance with Florida Statutes § 517.081(7), and the rules prescribed by chapter 69W-700, F.A.C.
Rulemaking Authority 517.03 FS. Law Implemented 517.03(1) FS. History-New 9-20-82, Formerly 3E-700.022.
(2) All requests for material changes to a registration subsequent to approval by the Office of Financial Regulation shall be accompanied by a new application, filing fee and exhibits as required by
Florida Statutes § 517.081
Rulemaking Authority 517.03 FS. Law Implemented 517.03(1) FS. History-New 9-20-82, Formerly 3E-700.022.