R. 69W-500.001 Integration of Section 517.061, F.S.; Offers and Sales
R. 69W-500.004 Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S
R. 69W-500.005 Disclosure Requirements of Section 517.061(11)(a)3., F.S
R. 69W-500.006 Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S
R. 69W-500.007 General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(11), F.S
R. 69W-500.008 Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S
R. 69W-500.010 Recognized Manuals of Securities
R. 69W-500.011 Registration of Issuer Under Section 517.061(11), F.S., as Dealer
R. 69W-500.012 Exemption/Charitable Contributions to Pooled Income Funds
R. 69W-500.013 Exemption/Mobile Home Parks/Limited Purpose Stock Offering
R. 69W-500.014 Court Approved Transactions
R. 69W-500.015 Exemption for Offers and Sales of Securities of Foreign Issuers to Non-U.S. Persons in Offshore Transactions
R. 69W-500.016 Exemption for Issuers of Section 4(a)(2) Offerings
R. 69W-500.017 Compensatory Benefit Plan Exemption
R. 69W-500.018 Exemption for the Offer or Sale of a Single-Share Stock Certificate as a Gift
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Terms Used In Florida Regulations > Chapter 69W-500 - Exempt Transactions

  • Corporation: A legal entity owned by the holders of shares of stock that have been issued, and that can own, receive, and transfer property, and carry on business in its own name.
  • Donor: The person who makes a gift.
  • Entitlement: A Federal program or provision of law that requires payments to any person or unit of government that meets the eligibility criteria established by law. Entitlements constitute a binding obligation on the part of the Federal Government, and eligible recipients have legal recourse if the obligation is not fulfilled. Social Security and veterans' compensation and pensions are examples of entitlement programs.
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Fiscal year: The fiscal year is the accounting period for the government. For the federal government, this begins on October 1 and ends on September 30. The fiscal year is designated by the calendar year in which it ends; for example, fiscal year 2006 begins on October 1, 2005 and ends on September 30, 2006.
  • Gift: A voluntary transfer or conveyance of property without consideration, or for less than full and adequate consideration based on fair market value.
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.
  • Partnership: A voluntary contract between two or more persons to pool some or all of their assets into a business, with the agreement that there will be a proportional sharing of profits and losses.
  • Trustee: A person or institution holding and administering property in trust.