Florida Statutes 560.1141 – Disciplinary guidelines
Current as of: 2024 | Check for updates
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Terms Used In Florida Statutes 560.1141
- Commission: means the Financial Services Commission. See Florida Statutes 560.103
- minor: includes any person who has not attained the age of 18 years. See Florida Statutes 1.01
- Office: means the Office of Financial Regulation of the commission. See Florida Statutes 560.103
(1) The commission shall adopt by rule disciplinary guidelines applicable to each ground for disciplinary action that may be imposed by the office.
(2) The disciplinary guidelines shall specify a meaningful range of designated penalties based upon the severity and repetition of specific offenses and that distinguish minor violations from those that endanger the public health, safety, or welfare; that provide reasonable and meaningful notice to the public of likely penalties that may be imposed for proscribed conduct; and that ensure that such penalties are imposed in a consistent manner by the office.
(3) The commission shall adopt by rule mitigating and aggravating circumstances that allow the office to impose a penalty other than that provided for in the guidelines, and for variations and a range of penalties permitted under such circumstances.