Kentucky Statutes 315.121 – Grounds for acting against licensee — Notification to board of conviction required — Petition for reinstatement — Expungement
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(1) The board may refuse to issue or renew a license, permit, or certificate to, or may suspend, temporarily suspend, revoke, fine, place on probation, reprimand, reasonably restrict, or take any combination of these actions against any licensee, permit holder, or certificate holder for the following reasons:
(a) Unprofessional or unethical conduct;
(b) Mental or physical incapacity that prevents the licensee, permit holder, or certificate holder from engaging or assisting in the practice of pharmacy or the wholesale distribution or manufacturing of drugs with reasonable skill, competence, and safety to the public;
(c) Being convicted of, or entering an “Alford” plea or plea of nolo contendere to, irrespective of an order granting probation or suspending imposition of any sentence imposed following the conviction or entry of such plea, one (1) or more or the following, if in accordance with KRS Chapter 335B:
1. A crime as defined in KRS § 335B.010; or
2. A violation of the pharmacy or drug laws, rules, or administrative regulations of this state, any other state, or the federal government;
(d) Knowing or having reason to know that a pharmacist, pharmacist intern, or pharmacy technician is incapable of engaging or assisting in the practice of pharmacy with reasonable skill, competence, and safety to the public and failing to report any relevant information to the board;
(e) Knowingly making or causing to be made any false, fraudulent, or forged statement or misrepresentation of a material fact in securing issuance or renewal of a license, permit, or certificate;
(f) Engaging in fraud in connection with the practice of pharmacy or the wholesale distribution or manufacturing of drugs;
(g) Engaging in or aiding and abetting an individual to engage or assist in the practice of pharmacy without a license or falsely using the title of “pharmacist,” “pharmacist intern,” “pharmacy technician,” or other term which might imply that the individual is a pharmacist, pharmacist intern, or pharmacy technician;
(h) Being found by the board to be in violation of any provision of this chapter, KRS Chapter 217, KRS Chapter 218A, or the administrative regulations promulgated pursuant to these chapters;
(i) Violation of any order issued by the board to comply with any applicable law or administrative regulation;
(j) Knowing or having reason to know that a pharmacist, pharmacist intern, or pharmacy technician has engaged in or aided and abetted the unlawful distribution of legend medications, and failing to report any relevant information to the board;
(k) Failure to notify the board within fourteen (14) days of a change in one’s home address; or
(l) As provided in KRS § 311.824(2), being convicted of a violation of KRS
311.823(2).
(2) Unprofessional or unethical conduct includes but is not limited to the following acts of a pharmacist, pharmacist intern, or pharmacy technician:
(a) Publication or circulation of false, misleading, or deceptive statements concerning the practice of pharmacy;
(b) Divulging or revealing to unauthorized persons patient information or the nature of professional services rendered without the patient’s express consent or without order or direction of a court. In addition to members, inspectors, or agents of the board, the following are considered authorized persons:
1. The patient, patient’s agent, or another pharmacist acting on behalf of the patient;
2. Certified or licensed health-care personnel who are responsible for care of the patient;
3. Designated agents of the Cabinet for Health and Family Services for the purposes of enforcing the provisions of KRS Chapter 218A;
4. Any federal, state, or municipal officer whose duty is to enforce the laws of this state or the United States relating to drugs and who is engaged in a specific investigation involving a designated person; or
5. An agency of government charged with the responsibility of providing medical care for the patient, upon written request by an authorized representative of the agency requesting such information;
(c) Selling, transferring, or otherwise disposing of accessories, chemicals, drugs, or devices found in illegal traffic when the pharmacist, pharmacy intern, or pharmacy technician knows or should have known of their intended use in illegal activities;
(d) Engaging in conduct likely to deceive, defraud, or harm the public, demonstrating a willful or careless disregard for the health, welfare, or safety of a patient, or engaging in conduct which substantially departs from accepted standards of pharmacy practice ordinarily exercised by a pharmacist or pharmacy intern, with or without established proof of actual injury;
(e) Engaging in grossly negligent professional conduct, with or without established proof of actual injury;
(f) Except as provided in KRS § 315.500, selling, transferring, dispensing, ingesting, or administering a drug for which a prescription drug order is required, without having first received a prescription drug order for the drug;
(g) Willfully or knowingly failing to maintain complete and accurate records of all drugs received, dispensed, or disposed of in compliance with federal and state laws, rules, or administrative regulations;
(h) Obtaining any remuneration by fraud, misrepresentation, or deception;
(i) Accessing or attempting to access confidential patient information for persons other than those with whom a pharmacist has a current
pharmacist-patient relationship and where such information is necessary to the pharmacist to provide pharmacy care;
(j) Failing to exercise appropriate professional judgment in determining whether a prescription drug order is lawful;
(k) Violating KRS § 304.39-215; or
(l) Engaging in conduct that is subject to the penalties under KRS
304.99-060(4) or (5).
(3) Any licensee, permit holder, or certificate holder entering an “Alford” plea, pleading nolo contendere, or who is found guilty of a violation prescribed in subsection (1)(c) of this section shall within thirty (30) days notify the board of that plea or conviction. Failure to do so shall be grounds for suspension or revocation of the license, certificate, or permit.
(4) Any person whose license, permit, or certificate has been revoked in accordance with the provisions of this section, may petition the board for reinstatement. The petition shall be made in writing and in a form prescribed by the board. The board shall investigate all reinstatement petitions, and the board may reinstate a license, permit, or certificate upon showing that the former holder has been rehabilitated and is again able to engage in the practice of pharmacy with reasonable skill, competency, and safety to the public. Reinstatement may be on the terms and conditions that the board, based on competent evidence, reasonably believes necessary to protect the health and welfare of the citizens of the Commonwealth.
(5) Upon exercising the power of revocation provided for in subsection (1) of this section, the board may reasonably prohibit any petition for reinstatement for a period up to and including five (5) years.
(6) Any licensee, permit holder, or certificate holder who is disciplined under this section for a minor violation may request in writing that the board expunge the minor violation from the licensee’s, permit holder’s, or certificate holder’s permanent record.
(a) The request for expungement may be filed no sooner than three (3) years after the date on which the licensee, permit holder, or certificate holder has completed disciplinary sanctions imposed and if the licensee, permit holder, or certificate holder has not been disciplined for any subsequent violation of the same nature within this period of time.
(b) No person may have his or her record expunged under this section more than once.
The board shall promulgate administrative regulations under KRS Chapter 13A to establish violations which are minor violations under this subsection. A violation shall be deemed a minor violation if it does not demonstrate a serious inability to practice the profession; assist in the practice of pharmacy; provide home medical equipment and services; adversely affect the public health, safety, or welfare; or result in economic or physical harm to a person; or create a significant threat of such harm.
Effective:January 22, 2021
History: Amended 2021 Ky. Acts ch. 1, sec. 12, effective January 22, 2021. — Amended 2019 Ky. Acts ch. 143, sec. 14, effective June 27, 2019. — Amended
2017 Ky. Acts ch. 158, sec. 60, effective June 29, 2017. — Amended 2016 Ky.
Acts ch. 103, sec. 13, effective July 15, 2016. — Amended 2012 Ky. Acts ch. 73, sec. 11, effective July 12, 2012. — Amended 2010 Ky. Acts ch. 22, sec. 7, effective July 15, 2010. — Amended 2008 Ky. Acts ch. 148, sec. 8, effective July
15, 2008. — Amended 2005 Ky. Acts ch. 99, sec. 598, effective June 20, 2005. — Amended 2003 Ky. Acts ch. 51, sec. 4, effective June 24, 2003. — Amended
2002 Ky. Acts ch. 335, sec. 1, effective July 15, 2002. — Amended 1998 Ky. Acts ch. 426, sec. 549, effective July 15, 1998. — Amended 1996 Ky. Acts ch.
257, sec. 14, effective July 15, 1996. –Created 1982 Ky. Acts ch. 191, sec. 11, effective July 15, 1982.
Legislative Research Commission Note (7/12/2012). Under the authority of KRS
7.136(1), the Reviser of Statutes has corrected manifest clerical or typographical errors in this statute during codification. The meaning of the text was not changed.
(a) Unprofessional or unethical conduct;
Terms Used In Kentucky Statutes 315.121
- any other state: includes any state, territory, outlying possession, the District of Columbia, and any foreign government or country. See Kentucky Statutes 446.010
- Board: means the Kentucky Board of Pharmacy. See Kentucky Statutes 315.010
- Conviction: A judgement of guilt against a criminal defendant.
- dispensing: means to deliver one (1) or more doses of a prescription drug in a suitable container, appropriately labeled for subsequent administration to or use by a patient or other individual entitled to receive the prescription drug. See Kentucky Statutes 315.010
- Drug: means any of the following:
(a) Articles recognized as drugs or drug products in any official compendium or supplement thereto. See Kentucky Statutes 315.010 - Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Federal: refers to the United States. See Kentucky Statutes 446.010
- Fraud: Intentional deception resulting in injury to another.
- Nolo contendere: No contest-has the same effect as a plea of guilty, as far as the criminal sentence is concerned, but may not be considered as an admission of guilt for any other purpose.
- Pharmacist: means a natural person licensed by this state to engage in the practice of the profession of pharmacy. See Kentucky Statutes 315.010
- Pharmacist intern: means a natural person who is:
(a) Currently certified by the board to engage in the practice of pharmacy under the direction of a licensed pharmacist and who satisfactorily progresses toward meeting the requirements for licensure as a pharmacist. See Kentucky Statutes 315.010 - Pharmacy: means every place where:
(a) Drugs are dispensed under the direction of a pharmacist. See Kentucky Statutes 315.010 - Pharmacy technician: means a natural person who works under the immediate supervision, or general supervision if otherwise provided for by statute or administrative regulation, of a pharmacist for the purpose of assisting a pharmacist with the practice of pharmacy. See Kentucky Statutes 315.010
- Plea: In a criminal case, the defendant's statement pleading "guilty" or "not guilty" in answer to the charges, a declaration made in open court.
- Practice of pharmacy: means interpretation, evaluation, and implementation of medical orders and prescription drug orders. See Kentucky Statutes 315.010
- Prescription drug: means a drug which:
(a) Under federal law is required to be labeled with either of the following statements:
1. See Kentucky Statutes 315.010 - Prescription drug order: means an original or new order from a practitioner for drugs, drug-related devices or treatment for a human or animal, including orders issued through collaborative care agreements or protocols authorized by the board. See Kentucky Statutes 315.010
- Probation: A sentencing alternative to imprisonment in which the court releases convicted defendants under supervision as long as certain conditions are observed.
- State: when applied to a part of the United States, includes territories, outlying possessions, and the District of Columbia. See Kentucky Statutes 446.010
- Statute: A law passed by a legislature.
(b) Mental or physical incapacity that prevents the licensee, permit holder, or certificate holder from engaging or assisting in the practice of pharmacy or the wholesale distribution or manufacturing of drugs with reasonable skill, competence, and safety to the public;
(c) Being convicted of, or entering an “Alford” plea or plea of nolo contendere to, irrespective of an order granting probation or suspending imposition of any sentence imposed following the conviction or entry of such plea, one (1) or more or the following, if in accordance with KRS Chapter 335B:
1. A crime as defined in KRS § 335B.010; or
2. A violation of the pharmacy or drug laws, rules, or administrative regulations of this state, any other state, or the federal government;
(d) Knowing or having reason to know that a pharmacist, pharmacist intern, or pharmacy technician is incapable of engaging or assisting in the practice of pharmacy with reasonable skill, competence, and safety to the public and failing to report any relevant information to the board;
(e) Knowingly making or causing to be made any false, fraudulent, or forged statement or misrepresentation of a material fact in securing issuance or renewal of a license, permit, or certificate;
(f) Engaging in fraud in connection with the practice of pharmacy or the wholesale distribution or manufacturing of drugs;
(g) Engaging in or aiding and abetting an individual to engage or assist in the practice of pharmacy without a license or falsely using the title of “pharmacist,” “pharmacist intern,” “pharmacy technician,” or other term which might imply that the individual is a pharmacist, pharmacist intern, or pharmacy technician;
(h) Being found by the board to be in violation of any provision of this chapter, KRS Chapter 217, KRS Chapter 218A, or the administrative regulations promulgated pursuant to these chapters;
(i) Violation of any order issued by the board to comply with any applicable law or administrative regulation;
(j) Knowing or having reason to know that a pharmacist, pharmacist intern, or pharmacy technician has engaged in or aided and abetted the unlawful distribution of legend medications, and failing to report any relevant information to the board;
(k) Failure to notify the board within fourteen (14) days of a change in one’s home address; or
(l) As provided in KRS § 311.824(2), being convicted of a violation of KRS
311.823(2).
(2) Unprofessional or unethical conduct includes but is not limited to the following acts of a pharmacist, pharmacist intern, or pharmacy technician:
(a) Publication or circulation of false, misleading, or deceptive statements concerning the practice of pharmacy;
(b) Divulging or revealing to unauthorized persons patient information or the nature of professional services rendered without the patient’s express consent or without order or direction of a court. In addition to members, inspectors, or agents of the board, the following are considered authorized persons:
1. The patient, patient’s agent, or another pharmacist acting on behalf of the patient;
2. Certified or licensed health-care personnel who are responsible for care of the patient;
3. Designated agents of the Cabinet for Health and Family Services for the purposes of enforcing the provisions of KRS Chapter 218A;
4. Any federal, state, or municipal officer whose duty is to enforce the laws of this state or the United States relating to drugs and who is engaged in a specific investigation involving a designated person; or
5. An agency of government charged with the responsibility of providing medical care for the patient, upon written request by an authorized representative of the agency requesting such information;
(c) Selling, transferring, or otherwise disposing of accessories, chemicals, drugs, or devices found in illegal traffic when the pharmacist, pharmacy intern, or pharmacy technician knows or should have known of their intended use in illegal activities;
(d) Engaging in conduct likely to deceive, defraud, or harm the public, demonstrating a willful or careless disregard for the health, welfare, or safety of a patient, or engaging in conduct which substantially departs from accepted standards of pharmacy practice ordinarily exercised by a pharmacist or pharmacy intern, with or without established proof of actual injury;
(e) Engaging in grossly negligent professional conduct, with or without established proof of actual injury;
(f) Except as provided in KRS § 315.500, selling, transferring, dispensing, ingesting, or administering a drug for which a prescription drug order is required, without having first received a prescription drug order for the drug;
(g) Willfully or knowingly failing to maintain complete and accurate records of all drugs received, dispensed, or disposed of in compliance with federal and state laws, rules, or administrative regulations;
(h) Obtaining any remuneration by fraud, misrepresentation, or deception;
(i) Accessing or attempting to access confidential patient information for persons other than those with whom a pharmacist has a current
pharmacist-patient relationship and where such information is necessary to the pharmacist to provide pharmacy care;
(j) Failing to exercise appropriate professional judgment in determining whether a prescription drug order is lawful;
(k) Violating KRS § 304.39-215; or
(l) Engaging in conduct that is subject to the penalties under KRS
304.99-060(4) or (5).
(3) Any licensee, permit holder, or certificate holder entering an “Alford” plea, pleading nolo contendere, or who is found guilty of a violation prescribed in subsection (1)(c) of this section shall within thirty (30) days notify the board of that plea or conviction. Failure to do so shall be grounds for suspension or revocation of the license, certificate, or permit.
(4) Any person whose license, permit, or certificate has been revoked in accordance with the provisions of this section, may petition the board for reinstatement. The petition shall be made in writing and in a form prescribed by the board. The board shall investigate all reinstatement petitions, and the board may reinstate a license, permit, or certificate upon showing that the former holder has been rehabilitated and is again able to engage in the practice of pharmacy with reasonable skill, competency, and safety to the public. Reinstatement may be on the terms and conditions that the board, based on competent evidence, reasonably believes necessary to protect the health and welfare of the citizens of the Commonwealth.
(5) Upon exercising the power of revocation provided for in subsection (1) of this section, the board may reasonably prohibit any petition for reinstatement for a period up to and including five (5) years.
(6) Any licensee, permit holder, or certificate holder who is disciplined under this section for a minor violation may request in writing that the board expunge the minor violation from the licensee’s, permit holder’s, or certificate holder’s permanent record.
(a) The request for expungement may be filed no sooner than three (3) years after the date on which the licensee, permit holder, or certificate holder has completed disciplinary sanctions imposed and if the licensee, permit holder, or certificate holder has not been disciplined for any subsequent violation of the same nature within this period of time.
(b) No person may have his or her record expunged under this section more than once.
The board shall promulgate administrative regulations under KRS Chapter 13A to establish violations which are minor violations under this subsection. A violation shall be deemed a minor violation if it does not demonstrate a serious inability to practice the profession; assist in the practice of pharmacy; provide home medical equipment and services; adversely affect the public health, safety, or welfare; or result in economic or physical harm to a person; or create a significant threat of such harm.
Effective:January 22, 2021
History: Amended 2021 Ky. Acts ch. 1, sec. 12, effective January 22, 2021. — Amended 2019 Ky. Acts ch. 143, sec. 14, effective June 27, 2019. — Amended
2017 Ky. Acts ch. 158, sec. 60, effective June 29, 2017. — Amended 2016 Ky.
Acts ch. 103, sec. 13, effective July 15, 2016. — Amended 2012 Ky. Acts ch. 73, sec. 11, effective July 12, 2012. — Amended 2010 Ky. Acts ch. 22, sec. 7, effective July 15, 2010. — Amended 2008 Ky. Acts ch. 148, sec. 8, effective July
15, 2008. — Amended 2005 Ky. Acts ch. 99, sec. 598, effective June 20, 2005. — Amended 2003 Ky. Acts ch. 51, sec. 4, effective June 24, 2003. — Amended
2002 Ky. Acts ch. 335, sec. 1, effective July 15, 2002. — Amended 1998 Ky. Acts ch. 426, sec. 549, effective July 15, 1998. — Amended 1996 Ky. Acts ch.
257, sec. 14, effective July 15, 1996. –Created 1982 Ky. Acts ch. 191, sec. 11, effective July 15, 1982.
Legislative Research Commission Note (7/12/2012). Under the authority of KRS
7.136(1), the Reviser of Statutes has corrected manifest clerical or typographical errors in this statute during codification. The meaning of the text was not changed.