§ 304.26-010 Scope of subtitle
§ 304.26-020 “Equity security” defined
§ 304.26-030 Beneficial owner, director, and officer required to file statements concerning equity securities with commissioner
§ 304.26-040 Profits realized by beneficial owner, director, or officer from purchase — Sale of equity securities recoverable by insurer — Limitation of actions — Exceptions
§ 304.26-050 Unlawful sales of equity securities by beneficial owner, director, or officer
§ 304.26-060 Investment accounts and transactions
§ 304.26-070 Foreign or domestic arbitrage transactions
§ 304.26-080 Inapplicability of KRS 304.26-030 to 304.26-050, inclusive, to equity securities of domestic stock insurers
§ 304.26-090 Regulations of commissioner — Classification of insurers and securities — Acts done or omitted in good faith
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Terms Used In Kentucky Statutes > Chapter 304 > Subtitle 26 - Insider Trading of Equity Securities

  • Affidavit: A written statement of facts confirmed by the oath of the party making it, before a notary or officer having authority to administer oaths.
  • Attorney: means attorney-at-law. See Kentucky Statutes 446.010
  • Company: may extend and be applied to any corporation, company, person, partnership, joint stock company, or association. See Kentucky Statutes 446.010
  • Contract: A legal written agreement that becomes binding when signed.
  • Domestic: when applied to a corporation, partnership, business trust, or limited liability company, means all those incorporated or formed by authority of this state. See Kentucky Statutes 446.010
  • equity security: when used in this subtitle means: (1) Any stock or similar security. See Kentucky Statutes 304.26-020
  • Fiscal year: The fiscal year is the accounting period for the government. For the federal government, this begins on October 1 and ends on September 30. The fiscal year is designated by the calendar year in which it ends; for example, fiscal year 2006 begins on October 1, 2005 and ends on September 30, 2006.
  • Foreign: when applied to a corporation, partnership, limited partnership, business trust, statutory trust, or limited liability company, includes all those incorporated or formed by authority of any other state. See Kentucky Statutes 446.010
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • Month: means calendar month. See Kentucky Statutes 446.010
  • Owner: when applied to any animal, means any person having a property interest in such animal. See Kentucky Statutes 446.010
  • Prosecute: To charge someone with a crime. A prosecutor tries a criminal case on behalf of the government.
  • State: when applied to a part of the United States, includes territories, outlying possessions, and the District of Columbia. See Kentucky Statutes 446.010
  • Year: means calendar year. See Kentucky Statutes 446.010