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Terms Used In Maine Revised Statutes Title 32 Sec. 16803

  • Eligible adult: means :
A. See Maine Revised Statutes Title 32 Sec. 16801
  • Qualified individual: means an agent, investment adviser representative or individual who serves in a supervisory, compliance or legal capacity for a broker-dealer or investment adviser. See Maine Revised Statutes Title 32 Sec. 16801
  • A qualified individual who in good faith and exercising reasonable care makes a disclosure of information pursuant to section 16802 is immune from any administrative or civil liability that might otherwise arise from the disclosure or for a failure to notify the eligible adult of the disclosure. [PL 2019, c. 17, §1 (NEW).]
    SECTION HISTORY

    PL 2019, c. 17, §1 (NEW).