Nevada Revised Statutes 90.4535 – Description of person ‘associated with’ securities exchange or applicant for registration
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A person is ‘associated with’ a securities exchange or an applicant for registration as such if the person is:
Terms Used In Nevada Revised Statutes 90.4535
- person: means a natural person, any form of business or social organization and any other nongovernmental legal entity including, but not limited to, a corporation, partnership, association, trust or unincorporated organization. See Nevada Revised Statutes 0.039
1. An officer, director, shareholder, employee or other agent, client, customer or member of the securities exchange or applicant;
2. A partner, officer or director of a member of the securities exchange; or
3. An employee of a member of the securities exchange who is licensed pursuant to this chapter or registered pursuant to the Securities Exchange Act of 1934.