§ 628A.010 Definitions
§ 628A.020 Duties of financial planner
§ 628A.030 Liability of financial planner
§ 628A.040 Financial planner required to maintain insurance for liability or surety bond; exceptions

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Terms Used In Nevada Revised Statutes > Chapter 628A - Financial Planners

  • Administrative officer: means a person with overall executive and administrative responsibility for those state or nonstate intellectual and developmental disability centers designated by the Administrator. See Nevada Revised Statutes 435.007
  • Administrator: means the Administrator of the Division. See Nevada Revised Statutes 435.007
  • Client: means a person who receives advice from a financial planner. See Nevada Revised Statutes 628A.010
  • Compensation: means a fee for services provided by a financial planner to a client or a commission or other remuneration derived by a financial planner from a person other than the client as the result of the purchase of a good or service by the client. See Nevada Revised Statutes 628A.010
  • county: includes Carson City. See Nevada Revised Statutes 0.033
  • Decedent: A deceased person.
  • Defendant: In a civil suit, the person complained against; in a criminal case, the person accused of the crime.
  • Dismissal: The dropping of a case by the judge without further consideration or hearing. Source:
  • Division: means the Aging and Disability Services Division of the Department. See Nevada Revised Statutes 435.007
  • Division facility: means any unit or subunit operated by the Division for the care, treatment and training of consumers. See Nevada Revised Statutes 435.007
  • Fiduciary: A trustee, executor, or administrator.
  • Financial planner: means a person who for compensation advises others upon the investment of money or upon provision for income to be needed in the future, or who holds himself or herself out as qualified to perform either of these functions, but does not include:

    (a) An attorney and counselor at law admitted by the Supreme Court of this State;

    (b) A certified public accountant who holds a certificate issued pursuant to Nevada Revised Statutes 628A.010

  • Guardian: A person legally empowered and charged with the duty of taking care of and managing the property of another person who because of age, intellect, or health, is incapable of managing his (her) own affairs.
  • Juror: A person who is on the jury.
  • Litigation: A case, controversy, or lawsuit. Participants (plaintiffs and defendants) in lawsuits are called litigants.
  • Person: includes a child and any other consumer with an intellectual disability and a child or any other consumer with a developmental disability who has attained the age of 18 years. See Nevada Revised Statutes 435.007
  • Personal property: All property that is not real property.
  • Treatment: means any combination of procedures or activities, of whatever level of intensity and whatever duration, ranging from occasional counseling sessions to full-time admission to a residential facility. See Nevada Revised Statutes 435.007
  • Trial: A hearing that takes place when the defendant pleads "not guilty" and witnesses are required to come to court to give evidence.