N.C. Gen. Statutes > Chapter 78A North Carolina General Statutes > Chapter 78A – North Carolina Securities Act Current as of: 2024 | Check for updates | Other versions Sections Article 1 Title and Definitions 78A-1 – 78A-2 Article 2 Fraudulent and Other Prohibited Practices 78A-8 – 78A-14 Article 3 Exemptions 78A-16 – 78A-18 Article 4 Registration and Notice Filing Procedures of Securities 78A-24 – 78A-31 Article 5 Registration of Dealers and Salesmen 78A-36 – 78A-40 Article 6 Administration and Review 78A-45 – 78A-50 Article 7 Civil Liabilities and Criminal Penalties 78A-56 – 78A-58 Article 8 Miscellaneous Provisions 78A-63 – 78A-66 Ask a legal question, get an answer ASAP!Click here to chat with a lawyer about your rights.
