N.C. Gen. Statutes > Chapter 78C North Carolina General Statutes > Chapter 78C – Investment Advisers Current as of: 2024 | Check for updates | Other versions Sections Article 1 Title and Definitions 78C-1 – 78C-2 Article 2 Fraudulent and Prohibited Practices 78C-8 – 78C-10 Article 3 Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives 78C-16 – 78C-20 Article 4 Administration and Review 78C-26 – 78C-31 Article 5 Civil Liabilities and Criminal Penalties 78C-38 – 78C-40 Article 6 Miscellaneous Provisions 78C-46 – 78C-48 Article 9 Uniform Athlete Agents Act 78C-85 – 78C-105 Ask a legal question, get an answer ASAP!Click here to chat with a lawyer about your rights.
