(1) Upon request of the Department of Consumer and Business Services, the Department of Human Services or a law enforcement agency, a broker-dealer or state investment adviser shall provide copies of records related to any suspected financial exploitation of a vulnerable person to the requester. The records may include historical records if relevant to suspected financial exploitation of a vulnerable person.

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Terms Used In Oregon Statutes 59.505

  • Person: includes individuals, corporations, associations, firms, partnerships, limited liability companies and joint stock companies. See Oregon Statutes 174.100

(2) A record made available to an agency under this section is not a public record for purposes of ORS § 192.311 to 192.478.

(3) Nothing in this section limits the authority of the Department of Consumer and Business Services to access or examine the books and records of broker-dealers and state investment advisers as otherwise provided by law. [2017 c.514 § 7]

 

[Repealed by 1967 c.537 § 36]

 

[Repealed by 1967 c.537 § 36]

 

[Repealed by 1967 c.537 § 36]

 

UNIFORM TOD SECURITY REGISTRATION ACT

 

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