2009 Texas Civil Statutes > Title 19 – Blue Sky Law–Securities Current as of: 2009 | Check for updates | Other versions Art. 581-1 Short Title Of Act Art. 581-2 Creating The State Securities Board And Providing For Appointment Of Securities Commissioner Art. 581-2-1 Conflict Of Interest Art. 581-2-2 Information About Standards Of Conduct Art. 581-2-3 Training Art. 581-2-4 Division Of Policy And Management Responsibilities Art. 581-2-5 Public Testimony Art. 581-2-6 Complaints Information Art. 581-2-7 Equal Employment Opportunity Policy Statement Art. 581-3 Administration And Enforcement By The Securities Commissioner And The Attorney General And Local Law Enforcement Officials Art. 581-3-1 Nonexclusivity Of Means Of Enforcement Art. 581-4 Definitions Art. 581-5 Exempt Transactions Art. 581-6 Exempt Securities Art. 581-7 Permit Or Registration For Issue By Commissioner; Information For Issuance Of Permit Or Registration Art. 581-8 Consent To Service Art. 581-9 Protection To Purchasers Of Securities Art. 581-10 Examination Of Application; Permit Art. 581-10-1 Purposes Art. 581-11 Papers Filed With Commissioner; Records Open To Inspection Art. 581-12 Registration Of Persons Selling Securities Or Rendering Investment Advice Art. 581-12-1 Notice Filing For Federal Covered Investment Advisers And Representatives Of Federal Covered Investment Advisers Art. 581-13 Method And Condition Of Registration Required For Dealer, Agent, Investment Adviser, Or Investment Adviser Representative Art. 581-13-1 Inspection Art. 581-14 Denial, Suspension Or Revocation Of Registration As Dealer, Agent, Investment Adviser, Or Investment Adviser Representative Art. 581-15 Issuance Of Registration Certificates To Dealers And Investment Advisers Art. 581-17 Form Of Certificates To Dealers And Investment Advisers Art. 581-18 Registration Of Agents Of Dealers Or Of Representatives Of Investment Advisers Art. 581-19 Annual Registration; Renewals Art. 581-20 Display Or Advertisement Of Fact Of Registration Unlawful Art. 581-21 Posting Registration Certificates Art. 581-22 Regulation Of Offers Art. 581-23 Cease And Desist Orders; Cease Publication Orders; List Of Securities Offered Art. 581-23-1 Assessment Of Administrative Fines Art. 581-23-2 Emergency Cease And Desist Order Art. 581-24 Hearings Upon Exception To Actions Of Commissioner Art. 581-25 Revocation Of Registration Of Any Dealer, Agent, Investment Adviser, Or Investment Adviser Representative Art. 581-25-1 Receiverships Of Persons Or Assets Art. 581-26 Notices By Registered Mail Art. 581-27 Judicial Review Art. 581-28 Investigations, Investigatory Materials, And Registration Related Materials Art. 581-28-1 Adoption Of Rules And Regulations Art. 581-29 Penal Provisions Art. 581-29-1 Limitation Art. 581-29-2 Aggregation Of Amounts Involved In Securities Fraud Art. 581-29-3 Criminal Responsibility Of Corporation Or Association Art. 581-30 Certified Copies Of Papers Filed With Commissioner As Evidence Art. 581-31 Construction Art. 581-32 Injunctions And Restitution Art. 581-33 Civil Liability With Respect To Issuance Or Sale Of A Security Art. 581-33-1 Civil Liability Of Investment Advisers And Investment Adviser Representatives Art. 581-34 Actions For Commission; Allegations And Proof Of Compliance Art. 581-35 Fees Art. 581-35-1 Fees For Sales Of Excess Securities Art. 581-35-2 Fees For Sales Of Unregistered Securities Art. 581-36 Deposit To General Revenue Fund Art. 581-37 Pleading Exemptions Art. 581-38 Partial Invalidity; Severability Art. 581-39 Repeal Of Securities Act And Insurance Securities Act Now In Effect; Saving Clause As To Pending Proceedings Art. 581-41 Increase In Fees Art. 581-42 Reduced Fees Art. 581-43 Investor Education Ask a legal question, get an answer ASAP!Click here to chat with a lawyer about your rights.
