Texas Government Code 4004.103 – Application for Registration
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Terms Used In Texas Government Code 4004.103
- Person: includes corporation, organization, government or governmental subdivision or agency, business trust, estate, trust, partnership, association, and any other legal entity. See Texas Government Code 311.005
- Signed: includes any symbol executed or adopted by a person with present intention to authenticate a writing. See Texas Government Code 311.005
- sworn: includes affirm or affirmed. See Texas Government Code 312.011
The application described by Sections 4004.101 and 4004.102 must:
(1) be in the form the commissioner prescribes;
(2) state:
(A) the residence and address of the person whose registration as an agent or investment adviser representative is requested through the application; and
(B) any other information relating to that person’s previous history, record, and associations that the commissioner may require; and
(3) be signed and sworn to by the person whose registration as an agent or investment adviser representative is requested through the application.