Texas Government Code 4004.105 – Form and Contents of Evidence of Registration
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Terms Used In Texas Government Code 4004.105
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Person: includes corporation, organization, government or governmental subdivision or agency, business trust, estate, trust, partnership, association, and any other legal entity. See Texas Government Code 311.005
- Year: means 12 consecutive months. See Texas Government Code 311.005
The evidence of registration described by § 4004.104 must:
(1) be in the form the commissioner prescribes; and
(2) state:
(A) the name of the agent or investment adviser representative;
(B) the address of the registered dealer or investment adviser, as appropriate; and
(C) that the person is registered for the current calendar year as an agent of the dealer or as an investment adviser representative of the investment adviser, as appropriate.