Texas Government Code 4007.107 – Hearings On Certain Matters
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(a) A person or company may request a hearing to dispute the commissioner’s:
(1) failure or refusal to:
(A) register and issue a certificate of registration for a dealer or investment adviser under § 4004.054; or
(B) register and issue evidence of registration for an agent or investment adviser representative under § 4004.104;
(2) issuance of an order under § 4007.101, 4007.102, 4007.103, or 4007.104; or
(3) taking of an action in any other particular matter for which no other procedure is specified by this title.
(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.
Terms Used In Texas Government Code 4007.107
- Complaint: A written statement by the plaintiff stating the wrongs allegedly committed by the defendant.
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Person: includes corporation, organization, government or governmental subdivision or agency, business trust, estate, trust, partnership, association, and any other legal entity. See Texas Government Code 311.005
(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A, Chapter 4003, or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003, the board or a hearings officer, as required by law, shall conduct a hearing.
(d) A hearing under this section is subject to Chapter 2001.