Utah Code 31A-27a-117. Records
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Terms Used In Utah Code 31A-27a-117
- Administrator: means the same as that term is defined in Subsection (187). See Utah Code 31A-1-301
- Affected guaranty association: means a guaranty association that is or may become liable for payment of a covered claim. See Utah Code 31A-27a-102
- Affidavit: A written statement of facts confirmed by the oath of the party making it, before a notary or officer having authority to administer oaths.
- Control: is a s defined in Section 31A-1-301. See Utah Code 31A-27a-102
- Department: is a s defined in Section 31A-1-301 unless the context requires otherwise. See Utah Code 31A-27a-102
- Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
- Filed: means that a filing is:(69)(a)(i) submitted to the department as required by and in accordance with applicable statute, rule, or filing order;(69)(a)(ii) received by the department within the time period provided in applicable statute, rule, or filing order; and(69)(a)(iii) accompanied by the appropriate fee in accordance with:(69)(a)(iii)(A) Section
31A-3-103 ; or(69)(a)(iii)(B) rule. See Utah Code 31A-1-301- Guaranty association: means :
(20)(a) a mechanism mandated by Chapter 28, Guaranty Associations; or(20)(b) a similar mechanism in another state that is created for the payment of claims or continuation of policy obligations of a financially impaired or insolvent insurer. See Utah Code 31A-27a-102- insurer: means a person who:
(23)(a) is doing, has done, purports to do, or is licensed to do the business of insurance;(23)(b) is or has been subject to the authority of, or to rehabilitation, liquidation, reorganization, supervision, or conservation by an insurance commissioner; or(23)(c) is included under Section 31A-27a-104. See Utah Code 31A-27a-102- Obligation: An order placed, contract awarded, service received, or similar transaction during a given period that will require payments during the same or a future period.
- Order: means an order of the commissioner. See Utah Code 31A-1-301
- Policy: includes all clauses, riders, endorsements, and papers that are a part of a policy. See Utah Code 31A-27a-102
- receiver: means the commissioner or the commissioner's designee, including a rehabilitator, liquidator, or ancillary receiver. See Utah Code 31A-27a-102
- receivership: means a rehabilitation, liquidation, or ancillary receivership. See Utah Code 31A-27a-102
- Record: when used as a noun, means information or data, in whatever form maintained, including:
(36)(a) a book;(36)(b) a document;(36)(c) a paper;(36)(d) a file;(36)(e) an application file;(36)(f) a policyholder list;(36)(g) policy information;(36)(h) a claim or claim file;(36)(i) an account;(36)(j) a voucher;(36)(k) a litigation file;(36)(l) a premium record;(36)(m) a rate book;(36)(n) an underwriting manual;(36)(o) a personnel record;(36)(p) a financial record; or(36)(q) other material. See Utah Code 31A-27a-102(1)(a) Upon entry of an order of rehabilitation or liquidation, the receiver is vested with title to all of the records of the insurer:(1)(a)(i) of whatever nature;(1)(a)(ii) in whatever medium;(1)(a)(iii) wherever located; and(1)(a)(iv) regardless of whether the item is in the custody and control of:(1)(a)(iv)(A) a third party administrator;(1)(a)(iv)(B) a managing general agent;(1)(a)(iv)(C) an attorney; or(1)(a)(iv)(D) other representatives of the insurer.(1)(b) The receiver may immediately take possession and control of:(1)(b)(i) all of the records of the insurer; and(1)(b)(ii) the premises where the records are located.(1)(c) At the request of the receiver, a third party administrator, managing general agent, attorney, or other representatives of the insurer shall release all records of the insurer to:(1)(c)(i) the receiver; or(1)(c)(ii) the receiver’s designee.(1)(d) With the receiver’s approval, an affected guaranty association with an obligation under a policy issued by the insurer may take actions necessary to obtain directly from a third party administrator, managing general agent, attorney, or other representative of the insurer all records pertaining to the insurer’s business that are appropriate or necessary for the affected guaranty association to fulfill its statutory obligations.(2) The receiver may certify a record of a delinquent insurer described in Subsection (1) and a record of the receiver’s office created and maintained in connection with a delinquent insurer, as follows:(2)(a) a record of a delinquent insurer may be certified by the receiver in an affidavit stating that the record is a true and correct copy of the record of the insurer that is received from the custody of the insurer, or found among the insurer’s effects; or(2)(b) a record created by or filed with the receiver’s office in connection with a delinquent insurer may be certified by the receiver’s affidavit stating that the record is a true and correct copy of the record maintained by the receiver’s office.(3)(3)(a) An original record or copy of a record certified under Subsection (2):(3)(a)(i) when admitted in evidence is prima facie evidence of the facts disclosed; and(3)(a)(ii) is admissible in evidence in the same manner as a document described in Utah Rules of Evidence, Rule 902(1).(3)(b) The receivership court may consider the certification of a record by the receiver pursuant to this section as satisfying the requirements of Utah Rules of Evidence, Rule 803(6).(4) A record of a delinquent insurer held by the receiver:(4)(a) is not a record of the department for any purposes; and(4)(b) not subject to Title 63G, Chapter 2, Government Records Access and Management Act. - Guaranty association: means :