(1) To apply for an initial or renewal license under this chapter, a person shall:

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Terms Used In Utah Code 31A-40-302

  • Application: means a document:
         (10)(a)
              (10)(a)(i) completed by an applicant to provide information about the risk to be insured; and
              (10)(a)(ii) that contains information that is used by the insurer to evaluate risk and decide whether to:
                   (10)(a)(ii)(A) insure the risk under:
                        (10)(a)(ii)(A)(I) the coverage as originally offered; or
                        (10)(a)(ii)(A)(II) a modification of the coverage as originally offered; or
                   (10)(a)(ii)(B) decline to insure the risk; or
         (10)(b) used by the insurer to gather information from the applicant before issuance of an annuity contract. See Utah Code 31A-1-301
  • Business entity: means :
         (17)(a) a corporation;
         (17)(b) an association;
         (17)(c) a partnership;
         (17)(d) a limited liability company;
         (17)(e) a limited liability partnership; or
         (17)(f) another legal entity. See Utah Code 31A-1-301
  • Evidence: Information presented in testimony or in documents that is used to persuade the fact finder (judge or jury) to decide the case for one side or the other.
  • Filing: when used as a noun, means an item required to be filed with the department including:
         (70)(a) a policy;
         (70)(b) a rate;
         (70)(c) a form;
         (70)(d) a document;
         (70)(e) a plan;
         (70)(f) a manual;
         (70)(g) an application;
         (70)(h) a report;
         (70)(i) a certificate;
         (70)(j) an endorsement;
         (70)(k) an actuarial certification;
         (70)(l) a licensee annual statement;
         (70)(m) a licensee renewal application;
         (70)(n) an advertisement;
         (70)(o) a binder; or
         (70)(p) an outline of coverage. See Utah Code 31A-1-301
  • Form: means one of the following prepared for general use:
              (74)(a)(i) a policy;
              (74)(a)(ii) a certificate;
              (74)(a)(iii) an application;
              (74)(a)(iv) an outline of coverage; or
              (74)(a)(v) an endorsement. See Utah Code 31A-1-301
  • Individual: means a natural person. See Utah Code 31A-1-301
  • Jurisdiction: (1) The legal authority of a court to hear and decide a case. Concurrent jurisdiction exists when two courts have simultaneous responsibility for the same case. (2) The geographic area over which the court has authority to decide cases.
  • License: includes a certificate of authority issued to an insurer. See Utah Code 31A-1-301
  • Member: means a person having membership rights in an insurance corporation. See Utah Code 31A-1-301
  • Person: includes :
         (146)(a) an individual;
         (146)(b) a partnership;
         (146)(c) a corporation;
         (146)(d) an incorporated or unincorporated association;
         (146)(e) a joint stock company;
         (146)(f) a trust;
         (146)(g) a limited liability company;
         (146)(h) a reciprocal;
         (146)(i) a syndicate; or
         (146)(j) another similar entity or combination of entities acting in concert. See Utah Code 31A-1-301
  • professional employer organization: means a person engaged in the business of providing a professional employer service. See Utah Code 31A-40-102
  • Professional employer organization group: means two or more professional employer organizations that are majority owned or commonly controlled or directed by the same one or more persons. See Utah Code 31A-40-102
  • Professional employer service: means the service of entering into a coemployment relationship under this chapter under which all or a majority of the employees who provide a service to a client, or a division or work unit of a client, are covered employees. See Utah Code 31A-40-102
  • State: when applied to the different parts of the United States, includes a state, district, or territory of the United States. See Utah Code 68-3-12.5
     (1)(a)

          (1)(a)(i) submit an application with the commissioner on a form and in a manner the commissioner shall determine by rule made in accordance with Title 63G, Chapter 3, Utah Administrative Rulemaking Act; and
          (1)(a)(ii) pay a license fee determined in accordance with Section 31A-3-103 that is not refunded if the application:

               (1)(a)(ii)(A) is denied;
               (1)(a)(ii)(B) does not comply with Section 31A-40-303; or
               (1)(a)(ii)(C) if incomplete, is never completed by the person filing the application; or
     (1)(b) comply with Section 31A-40-303.
(2) In the application described in Subsection (1)(a), the person shall provide:

     (2)(a) any name under which the professional employer organization will engage in a professional employer service;
     (2)(b) the address of the principal place of business of the professional employer organization;
     (2)(c) the address of each location the professional employer organization maintains in this state;
     (2)(d) the professional employer organization’s federal taxpayer or employer identification number;
     (2)(e) the following information by jurisdiction of each name under which the professional employer organization operated in the five years preceding the day on which the person submits the application:

          (2)(e)(i) the name;
          (2)(e)(ii) an alternative name, if any;
          (2)(e)(iii) a name of a predecessor; and
          (2)(e)(iv) if known, a successor business entity;
     (2)(f) a statement of ownership that includes the name and evidence of the business experience of a person that, individually or acting in concert with one or more other persons, owns or controls, directly or indirectly, 10% or more of the equity interests of the professional employer organization;
     (2)(g) a statement of management that includes the name and evidence of the business experience of an individual who:

          (2)(g)(i) serves as president of the professional employer organization;
          (2)(g)(ii) serves as chief executive officer of the professional employer organization; or
          (2)(g)(iii) may act as a senior executive officer of the professional employer organization; and
     (2)(h) a financial statement that:

          (2)(h)(i) sets forth the financial condition of:

               (2)(h)(i)(A) the professional employer organization; or
               (2)(h)(i)(B) a professional employer organization group in which the professional employer organization is a member;
          (2)(h)(ii) states whether or not the professional employer organization complies with Section 31A-40-205; and
          (2)(h)(iii) complies with Section 31A-40-305.
(3) A professional employer organization shall renew its license by no later than October 1 of each year.